ROC Compliance Services

From preparation to submission, we manage everything to keep your company compliant.

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Step-by-Step ROC Compliances Process

From document collection to final approval — every step made simple and transparent.

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Document Collection

All required documents are collected from the client for ROC compliance.

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Board Meeting

A Board Meeting is convened to pass a resolution deciding the date, time, and venue of the Annual General Meeting (AGM).

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Preparation & Signing of Documents

The Board Report, Notice of AGM, and the list of shareholders and directors are prepared and signed by the directors of the company.

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Conduct of Annual General Meeting

The AGM is conducted to approve the financial statements, Board Report, Annual Return, and the appointment or ratification of the auditor.

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Approval of Financials & Board Report

The company’s financial statements and Board Report are formally approved, along with the appointment or ratification of the auditor.

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Filing of ROC Forms

Statutory forms such as ADT-1 (auditor appointment), MGT-7 (annual return), and AOC-4 (financial statements) are filed with the Registrar of Companies.

Why Are ROC Filings Required??

ROC filings are mandatory to ensure that every company regularly informs the Registrar of Companies (ROC) about its financial performance, including income and expenditure, details of shareholders and directors, meetings conducted, and any changes made in the company during the financial year. Timely ROC filings help maintain statutory compliance and keep the company free from regulatory defaults. Failure to comply may result in heavy penalties and legal consequences.

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What Are the Forms Used for ROC Filing?

Forms for ROC Filing

  • Form ADT-1 : Used for filing details of appointment or reappointment of the auditor
  • Form AOC-4 : Used for filing the financial statements of the company
  • Form MGT-7 : Used for filing the annual return of the company

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What Are the Due Dates for ROC Filing Forms?

Due Dates for ROC Filing Forms

  • Form ADT-1 : To be filed within 15 days from the date of conclusion of the Annual General Meeting (AGM)
  • Form AOC-4 : To be filed within 30 days from the date of conclusion of the AGM
  • Form MGT-7 : To be filed within 60 days from the date of conclusion of the AGM

Documents Required for ROC Filing

  • Financial statements of the company
  • Annual report of the company
  • List of shareholders of the company
  • Auditor&pos;s report
  • Appointment letter of the auditor
  • Consent letter from the auditor
  • Notice of the Annual General Meeting (AGM)
  • Annual Return of the company
  • Form MGT-8 (applicable if the company has a paid-up capital of ₹10 crore or more or turnover of ₹50 crore or more)
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